JD Supra

The Importance of Timely Filing a Form D

On December 20, 2024, the U.S. Securities and Exchange Commission (the “SEC”) announced charges against two private companies and one registered investment adviser (the “Parties”). These charges ...
JD Supra

A Form D Is Not A Registration Statement And Why It Might Matter

Securities law practitioners know that Section 5(a) of the Securities Act of 1933 generally makes it unlawful to sell a security unless a registration statement is in effect, or the security or the ...
Inc

Form D: The One-Yard Closing Fumble You Need to Avoid

Not every entrepreneur realizes this, but even if you do a completely private and exempt offering in the U.S., a filing with the Securities and Exchange Commission is required. In fact, these filings ...
The National Law Review

SEC Enforcement Action – Failure to File Forms D

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
The National Law Review

Client Alert: SEC Charges Companies for Failing to Timely File Form D

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Business Insider

Sertexity Labs Inc. Files Form D With SEC for $5 Million Private Offering as AI Platform Expands Infrastructure

MIAMI, May 19, 2026 (GLOBE NEWSWIRE) -- Sertexity Labs Inc., the company behind the Sertexity AI platform, has filed a Form D notice with the U.S. Securities and Exchange Commission for a private ...