The bank’s employees spoke about changing the bonds' "cosmetics" to boost sales, the SEC alleged. They included a sliver of ...

BMO Capital Markets agreed to pay more than $40 million to settle U.S. Securities and Exchange Commission charges it failed ...

A unit of Bank of Montreal agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it ...

Canadian bank's capital markets arm reportedly failed to detect representatives' misleading disclosures involving $3 billion ...

The agreement with the Securities and Exchange Commission resolves allegations of employee supervision shortcomings in the ...

A regulator in the United States has charged a unit of the Bank of Montreal (BMO) more than US$40 million for selling ...

The U.S. Securities and Exchange Commission says BMO has agreed to pay more than US$40 million to settle charges related to ...

Barclays PLC grew its position in shares of Bank of Montreal (NYSE:BMO – Free Report) (TSE:BMO) by 70.8% during the 3rd ...

The settlement announced by the SEC on Monday includes a $19 million civil fine. It resolves charges that BMO Capital Markets employees used offering sheets and metrics that inaccurately described ...

Between December 2020 and May 2023, BMO sold $3-billion worth of mortgage-backed bonds. The SEC said BMO failed to “reasonably supervise its registered representatives” involved in the offer ...